During the last few months the Securities & Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (“FINRA”) have made another major move against the capital formation process for Micro-Cap Stocks traded in the Over the Counter (OTC) Market.
What To Know When Investing in IPOs - Part II
What to Know When Investing in IPOs - Part 1
The U.S. Securities and Exchange Commission (SEC) established a SEC Advisory Committee on Small and Emerging Companies since they were asked to review the definition of an "accredited investor" as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act.
On May 17, 1792, twenty‐four brokers got together to sign an agreement that was the framework that established the New York Stock Exchange. They met outside of 68 Wall Street under a Sycamore Tree whose specific type is called Buttonwood.
The potential economic return of investing in the cannabis industry is significant. However, the current value placed on most of these companies is completely overblown and you have to be smoking something to invest at the current market caps of many of these securities.